Resources for Assistance and Filing Complaints

If you’ve been harmed by unethical or unlawful business practices, there are several trusted external organizations that can provide additional support, guidance, or enforcement. Below is a list of key agencies and services for financial, business, and consumer matters.

Financial & Securities Authorities

U.S. Securities and Exchange Commission (SEC)
Protects investors and enforces federal securities laws.

Financial Industry Regulatory Authority (FINRA)
Oversees brokerage firms and registered brokers to ensure fair practices.

Consumer Financial Protection Bureau (CFPB)
Handles complaints regarding banks, credit cards, loans, and financial services.

Business & Consumer Protection

Better Business Bureau (BBB)
Resolves disputes between consumers and businesses and provides business reliability ratings.

Federal Trade Commission (FTC)
Protects consumers against fraud, scams, and unfair business practices.

State Attorney General Offices
Can enforce state consumer protection laws and assist with civil complaints.

Employment & Workplace Issues

U.S. Department of Labor (DOL)
Handles workplace and labor law violations, including wage disputes and unsafe working conditions.

Equal Employment Opportunity Commission (EEOC)
Investigates discrimination complaints and workplace harassment claims.

Emergency or Criminal Matters

Local Police / Law Enforcement
For fraud, theft, or criminal activity, contact your local authorities immediately.

Federal Bureau of Investigation (FBI) / Internet Crime Complaint Center (IC3)
For internet-based crimes or serious fraud schemes.

Other Useful Resources

Small Business Administration (SBA)
Provides guidance and assistance to small business owners, including disaster recovery and compliance resources.

National Association of Consumer Advocates (NACA)
Offers information and referrals for consumer protection attorneys.

State Licensing Boards
Many professions (financial advisors, contractors, medical providers) have state boards to file professional complaints. Check your state’s official portal.

Tip:

When contacting these organizations, be prepared to provide documentation, dates, and detailed descriptions of the issue. Maintaining accurate records helps ensure your complaint is taken seriously and increases the likelihood of a resolution.

Resources